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Securities regulation in the United States
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31	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:43:24 Finance Money Economy Exchange-traded funds IShares VanEck SPDR U.S. Securities and Exchange Commission Index fund Securities Exchange Act Barclays Capital Aggregate Bond Index Securities regulation in the United States
32	State Board of Medical Examiners Laws Add to Reading List Source URL: www.njconsumeraffairs.gov Language: English - Date: 2016-07-21 12:21:27 Economy Finance Money 73rd United States Congress U.S. Securities and Exchange Commission 76th United States Congress Financial regulation Securities Act Investment Advisers Act Securities Exchange Act Security Securities regulation in the United States
33	KEEPING YOUR ACCOUNT AND PERSONAL INFORMATION SECURE Learn how Raymond James is working to protect you  The culture here is simple. It’s trust, Add to Reading List Source URL: www.raymondjames.com Language: English - Date: 2015-11-25 12:26:07 Economy Finance Money Investment Securities Investor Protection Corporation United States securities law Systemic risk Bank regulation in the United States Federal Deposit Insurance Corporation Deposit insurance Raymond James Financial Insurance
34	Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Economy Finance Money Self-regulatory organizations United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Broker-dealer Arbitration Arbitral tribunal
35	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-01 10:30:07 Finance Economy Money Stock market 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Securities Exchange Act Securities regulation in the United States Market maker Futures contract Security
36	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-03 14:49:39 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings Corporate governance Government United States
37	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 12:09:09 Finance Economy Money U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States Broker-dealer
38	United States Court of Appeals For the Eighth Circuit ___________________________ No___________________________ Automated Matching Systems Exchange, LLC Add to Reading List Source URL: www.cnssecuritieslaw.com Language: English - Date: 2016-06-27 20:26:44 Economy Finance Money Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Self-regulatory organization Securities regulation in the United States Alternative trading system Security
39	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-05 14:12:31 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States Finance Economy IEX Corporate governance
40	OSC Bulletin: July 28, 2016 Volume 39, Issue 30 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-07-28 15:31:45 Financial regulation Economy 73rd United States Congress U.S. Securities and Exchange Commission Ontario Securities Commission Securities regulation in the United States Securities Act Security Investment Industry Regulatory Organization of Canada

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